1949-1966: Success
Slamming the gates
It had taken twelve years to write The Lord of the Rings. By the time that he had finished it, Tolkien was not far from his sixtieth birthday.
Now of course he wanted to see the huge book in print. But he was not sure that he wanted Alien & Unwin to publish it, even though he had discussed it with them while it was being written, and they had encouraged him and shown approval of the manuscript. For he believed that he had now found someone who would publish it together with The Silmarillion.
Over the years he had become angry with Alien & Unwin for rejecting The Silmarillion in 1937 - though in truth they had not really rejected it at all; Stanley Unwin had merely said that it was not suitable as a sequel to The Hobbit. And Tolkien had come to believe that it was a case of ‘once rejected, always rejected’. Which was a pity, he thought, because he wanted to publish The Silmarillion. It was possible to say that The Lord of the Rings stood up as an independent story, but since it included obscure references to the earlier mythology it would be much better if the two books could be published together. But most of all he wanted to find an audience for the earlier book, and this seemed the ideal, perhaps the only, opportunity. So when Milton Waldman from the publishing house of Collins showed an interest in publishing both works, Tolkien was strongly inclined to abandon Alien & Unwin and join forces with him. Waldman, a Catholic, had been introduced to Tolkien by Gervase Mathew, a scholar and Dominican priest who often attended meetings of the Inklings. When Waldman learnt that Tolkien had completed a lengthy sequel to that very successful book The Hobbit he expressed interest, and late in 1949 Tolkien sent him a bulky manuscript. But it was not The Lord of the Rings; it was The Silmarillion. The earlier mythological work, begun in 1917 as The Book of Lost Tales’, was still incomplete, but Tolkien had begun work on it again while he was finishing The Lord of the Rings, and it was in a sufficiently ordered state for Waldman to read it. It was like nothing else Waldman had ever seen: a strange archaically-worded tale of elves, evil powers, and heroism. Some of it was typed, but much was in finely-lettered manuscript. Waldman told Tolkien that he thought it was remarkable, and he said that he wanted to publish it - providing Tolkien could finish it. Tolkien was delighted. Waldman had passed the first test: he had (provisionally) accepted The Silmarillion. He was invited down to Oxford by Tolkien, and was handed the manuscript of The Lord of the Rings. He took it on holiday and began to read it.
By the beginning of January 1950 he had almost finished it, and again he told Tolkien that he was delighted.
‘It is a real work of creation,’ he wrote, although he added that the length of the book worried him. But he was very hopeful that Collins would be able to put it into print. Indeed they were in a good position to do so. Most publishers, including Alien & Unwin, had been desperately short of paper since the war; however, Collins were not simply publishers but were also stationers, diary manufacturers, and printers, so they had a far greater allowance of paper than most firms. And as to the commercial viability of Tolkien’s lengthy mythological stories, the company’s chairman William Collins had already told Waldman that he would be happy to publish any fiction by the author of The Hob-bit. In fact it was really the lucrative Hobbit that Collins wanted to acquire; while Tolkien, unhappy with the first post-war reprint of The Hobbit which had (for economy reasons) been shorn of its coloured plates, told Waldman that he would be happy to see it bought from Alien & Unwin and reissued according to his original intentions. He was also cross with Alien & Unwin for what he considered to be inadequate publicity for Farmer Giles of Ham, and he believed that Collins would be better at selling his books. So all seemed set fair for a working partnership between Tolkien and Collins. There was, however, one point which Waldman wished to clear up. ‘I take it,’ he wrote to Tolkien, ‘that you have no commitment either moral or legal to Alien & Unwin.’ Tolkien replied: ‘I believe myself to have no legal obligation. There was a clause in the contract for The Hobbit providing for a two months* consideration of my next book. That has been satisfied by (a) Stanley Unwin’s subsequent rejection of The Silmarillion and (b) by Farmer Giles. But I have had friendly personal relations with Stanley U. and especially with his second son Rayner. If all this constitutes a moral obligation, then I am under one. However, I shall certainly try to extricate myself, or at least The Silmarillion and all its kin, from the dilatory coils of A. and U. if I can - in a friendly fashion if possible.’
Tolkien had in fact worked himself into a state of mind in which he considered Alien & Unwin to be if not an enemy, then at least a very unreliable ally, while Collins seemed to represent all that he hoped for. The real position was much more complex, as events were to prove.
In February 1950 Tolkien wrote to Alien & Unwin to say that The Lord of the Rings was finished. But he did not exactly encourage them to show an interest. ‘My work has escaped from my control,’ he told them, ‘and I have produced a monster: an immensely long, complex, rather bitter, and rather terrifying romance, quite unfit for children (if fit for anybody); and it is not really a sequel to The Hobbit, but to The Silmarillion. Ridiculous and tiresome as you may think me, I want to publish them both - The Silmarillion and The Lord of the Rings. That is what I should like. Or I will let it all be. I cannot contemplate any drastic re-writing or compression. But I shall not have any just grievance (nor shall I be dreadfully surprised) if you decline so obviously unprofitable a proposition.’ Almost as a footnote he added that the two books together added up to the vast size of (in his estimate) more than a million words.
Stanley Unwin replied, admitting that the size of the books set a problem, but asking whether they could not be split into ‘three or four to some extent self-contained volumes?’ No, answered Tolkien, they could not; the only natural division was between the two works themselves. And he went even further in deliberately discouraging Unwin from showing any more interest. ‘I now wonder,’ he wrote, ‘whether many beyond my friends, not all of whom have endured to the end, would read anything so long. Please do not think I shall feel I have a just grievance if you decline to become involved.’ (‘I profoundly hope that he will let go without demanding the MS.,’ he wrote to Waldman.)
But Sir Stanley Unwin (who had received a knighthood just after the war) was not to be deterred so easily. He wrote to his son Rayner, who was studying at Harvard, and asked for his advice. Rayner replied: ‘The Lord of the Rings is a very great book in its own curious way and deserves to be produced somehow. / never felt the lack of a Silmarillion when reading it. But although he claims not to contemplate any drastic rewriting, etc., surely this is a case for an editor who would incorporate any really relevant material from The Silmarillion into The Lord of the Rings without increasing the already enormous bulk of the latter and, if feasible, even cutting it. Tolkien wouldn’t do it, but someone whom he would trust and who had sympathy (one of his sons?) might possibly do it. If this is not workable I would say publish The Lord of the Rings as a prestige book, and after having a second look at it, drop The Silmarillion.’ Unwisely, Stanley Unwin sent a copy of this letter to Tolkien.
Tolkien was furious. He wrote to Unwin in April 1950 that Rayner’s letter confirmed his worst suspicions, ‘i.e. that you may be willing to take The Lord, but that is more than enough, and you do not want any trimmings; certainly not The Silmarillion which you have no intention of genuinely reconsidering. A rejection is after all a rejection, and remains valid. But the question of “dropping” The Silmarillion, after a discreet feint, and taking The Lord (edited) just does not arise. I have not offered, am not offering The Lord of the Rings to you, or anyone else, on such conditions - as surely I made plain before. I want a decision, yes or no: to the proposal I made: and not to any imagined possibility.’
Stanley Unwin replied on 17 April: ‘I am more sorry than I can say that you should feel it necessary to present me with an ultimatum, particularly one in connection with a manuscript which I have never seen in its final and complete form. As you demand an immediate “yes” or “no” the answer is “no”; but it might well have been yes given time and the sight of the typescript. With sorrow, I must perforce leave it at that.’
Tolkien had achieved his objective. Now he was free to publish with Collins. In the meantime he was moving house once again: Merton College had offered him 99 Holywell, an old house of much character with a large number of rooms, and he, Edith, and Priscilla moved there from Manor Road (which was only a few hundred yards away) in the early spring of 1950. Priscilla was now an undergraduate at Lady Margaret Hall, while Christopher, no longer living at home, was working as a freelance tutor in the English Faculty and completing a B.Litt
Milton Waldman of Collins was quite certain in his own mind that his firm would publish Tolkien’s books. He arranged for Tolkien to come to the Collins offices in London, where he met William Collins and discussed the books with the production department. All seemed ready for an agreement to be signed and The Lord of the Rings to be put into print, likewise The Silmarillion, when it was finished, although Tolkien would still have to do a good deal of work on the latter book before it was in a publishable state. There was just one matter that remained to be settled: in May 1950 Waldman came to Oxford and told Tolkien that The Lord of the Rings
‘urgently wanted cutting’. Tolkien was dismayed. He told Waldman that he had ‘cut often and hard already’, but he would try again as soon as he found the time. Waldman in his turn was taken aback to learn that in Tolkien’s estimate The Silmarillion would, when completed, be almost as long as The Lord of the Rings; taken aback because the manuscript that he had read was nothing like so lengthy. Tolkien’s estimate was in fact wildly inaccurate. The total length of The Silmarillion as then planned for publication would perhaps have been as much as one hundred and twenty-five thousand words, maybe less, but certainly nothing like as long as the half-million or so words of The Lord of the Rings. But Tolkien, who considered that The Silmarillion was as important as the later book, had come to believe that in consequence it was as long. Nor did he help matters at this juncture by handing Waldman several additional chapters from The Silmarillion without explaining how they fitted into the story. Waldman was a little puzzled by them. ‘They leave me rather bewildered,’ he said. Altogether, negotiations which should have been clear and simple were becoming confused.
At this point Waldman left for Italy, where he generally spent much of the year, only visiting London during the spring and autumn. His absence did not help. William Collins knew little about Tolkien’s books and had left the whole business in Waldman’s hands. Then Waldman became ill and his autumn trip to London was delayed. The consequence was that by the end of 1950, a year after the completion of The Lord of the Rings, Tolkien found that he was no nearer to publishing it. Word of this percolated through to Stanley Unwin, who wrote to say that he still hoped ‘to have the privilege of being connected with its publication’. But Tolkien was not to be wooed back to Alien & Unwin so easily. His reply was friendly, but he made no reference to the book.
Much of Tolkien’s time was occupied by academic and administrative duties in Oxford, and by visits to Belgium (for philological work) and to Ireland (as an examiner); and soon another year had passed with nothing further achieved towards publication. Late in 1951 he wrote a long letter to Milton Waldman, outlining in about ten thousand words the structure of his entire mythology, and hoping by this to convince Waldman that the books were interdependent and indivisible. But by March 1952 he had still not signed an agreement with Collins, and The Silmarillion was still not ready for publication. William Collins was in South Africa, Waldman was in Italy, and the price of paper had soared. Tolkien (who had really been as much responsible for the delay as anyone) wrote to Collins saying that his time had been wasted. Either they must publish The Lord of the Rings immediately, or he would send the manuscript back to Alien & Unwin. The result was inevitable, for William Collins did not like ultimata any more than did Stanley Unwin. He came back from South Africa, read Tolkien’s letter, and replied on 18 April 1952: ‘I am afraid we are frightened by the very great length of the book which, with the present cost of paper, does mean a very big outlay’; and he told Tolkien that it did indeed seem best for him to send the manuscript back to Alien & Unwin. But would Alien & Unwin have him back?
On 22 June 1952 Tolkien wrote to Rayner Unwin, now returned to England and working for his father’s firm:
‘As for The Lord of the Rings and The Silmarillion, they are where they were. The one finished, the other still unfinished (or unrevised), and both gathering dust. I have rather modified my views. Better something than nothing! Although to me all are one, and The Lord of the Rings would be better far (and eased) as part of the whole, I would gladly consider the publication of any part of the stuff. Years are becoming precious. What about The Lord of the Rings’? Can anything be done about that, to unlock gates I slammed myself?’
Rayner Unwin did not need to be asked twice. He suggested that Tolkien should send the manuscript of The Lord of the Rings to Alien & Unwin at once, by registered post. But Tolkien had only one typescript of the book in its final and revised form, and he did not want to consign that to the post. He wanted to hand it over in person - and, as it happened, that was not possible for some weeks. During August he was on holiday in Ireland, and in the same month he visited George Sayer, a friend of C. S. Lewis, who taught at Malvern College and who often visited the Inklings. While Tolkien was staying with Sayer in Worcestershire, his host recorded him reading and singing from The Hobbit and from the typescript of The Lord of the Rings, which he had brought with him. When he listened to these recordings, Tolkien was ‘much surprised to discover their effectiveness as recitations, and (if I may say so) my own effectiveness as a narrator’. Many years later, after Tolkien’s death, the tapes made on this occasion were issued on long-playing gramophone records. Tolkien had never before encountered a tape-recorder at close quarters - he pretended to regard Sayer’s machine with great suspicion, pronouncing the Lord’s Prayer in Gothic into the microphone to cast out any devils that might be lurking within. But after the recording sessions at Malvern he was so impressed with the device that he acquired a machine to use at home, and began to amuse himself by making further tapes of his work. Some years previously he had written what proved to be a very effective ‘radio play’. Entitled The Homecoming of Beorhtnoth, Beorhthelm’s Son, it is in effect a ‘sequel’ to the Anglo-Saxon poem The Battle of Maldon, for it recounts an imaginary episode after that battle when two servants of the duke Beorhtnoth come in the darkness to retrieve their master’s corpse from the battlefield. Written in a modern equivalent of Anglo-Saxon alliterative verse, it marks the passing of the heroic age, whose characteristics are exemplified and contrasted in the youthful romantic Torhthelm and the practical old farmer Tidwald. The Homecoming of Beorhtnoth was in existence by 1945, but it was not published until 1953, in which year it appeared in Essays and Studies. It was never performed on a stage, but a year after publication it was transmitted on the BBC Third Programme. Tolkien was deeply irritated by this radio production, which ignored the alliterative metre and delivered the verse as if it were iambic pentameters. He himself recorded a version that was much more to his own satisfaction on the tape-recorder in his study at home, in which he not only played both parts but improvised some dextrous sound-effects. Although made purely for personal amusement, this recording is a fine demonstration of Tolkien’s not inconsiderable talents as an actor. He had shown these talents before the war, when in 1938 and 1939 he had impersonated Chaucer in the ‘Summer Diversions’ arranged in Oxford by Nevill Coghill and John Masefield. On these occasions he had recited from memory the Nun’s Priest’s Tale and (the next year) The Reeve’s Tale. He was not enthusiastic about drama as an art-form, considering it to be tiresomely anthropocentric and therefore restricting. But he did not extend this dislike to the dramatic recitation of verse, in which category he presumably placed his own Beorhtnoth. On 19 September 1952 Rayner Unwin came to Oxford and collected the typescript of The Lord of the Rings. His father, Sir Stanley Unwin, was in Japan, so it was up to Rayner himself to make the next moves. He decided not to delay by rereading the bulky typescript, for he had seen virtually all of it five years earlier, and he still had a vivid impression of the story. Instead he began immediately to obtain an estimate of production costs, for he was concerned to keep the price of the book within the limit to which the ordinary buyer (and the circulating libraries in particular) would go. After calculations and discussions in the Alien & Unwin offices, it seemed that the best thing would be to divide the book into three volumes, which could be sold (with only a small profit margin) at twenty-one shillings each. This was still a lot of money, rather more than the top price for a novel, but it was the best that could be done. Rayner sent a telegram to his father to ask whether they could publish the book, admitting that it was ‘a big risk’, and warning that the firm could lose up to a thousand pounds through the project. But he concluded that in his opinion it was a work of genius. Sir Stanley replied by cable, telling him to publish it. On 10 November 1952 Rayner Unwin wrote to Tolkien to say that the firm would like to publish The Lord of the Rings under a profit-sharing agreement. This meant that Tolkien would not receive conventional royalty payments on a percentage basis. Instead he would be paid
‘half profits’; that is, he would receive nothing until the sales of the book had been sufficient to cover its costs, but thenceforward he would share equally with the publisher in any profits that might accrue. This method, which had once been common practice but was by this time little used by other firms, was still favoured by Sir Stanley Unwin for all potentially uneconomical books. It helped to keep down the price of such books, since there was no need to include an additional sum in the costing to cover the author’s royalties. On the other hand if the book sold unexpectedly well, the author would benefit more substantially than under a royalty agreement. Not that Alien & Unwin expected The Lord of the Rings to sell more than a few thousand copies, for it was bulky, unconventional, and did not appeal to any one ‘market’, being neither a children’s book noran adult novel.
The news soon spread among Tolkien’s friends that the book had at last been accepted for publication. C. S. Lewis wrote to congratulate him, remarking: ‘I think the prolonged pregnancy has drained a little vitality from you: there’ll be a new ripeness and freedom when the book’s out.’ At that particular moment Tolkien felt anything but free. He wanted to read the typescript of the book once more before it went to the printers, and to iron out any remaining inconsistencies. (Fortunately Rayner Unwin had not asked him to make any cuts, such as Milton Waldman had suggested.) There was also the tricky matter of the appendices to the book, which he had planned for some time; they were to contain information that was relevant to the story but which could not be fitted into the narrative. As yet these appendices existed only in the form of rough drafts and scattered notes, and he could see that it would take a great deal of time to organise them. He was also worried about the necessity of making a clear and accurate map to accompany the book, for a number of topographical and narrative changes had rendered the working map (drawn by Christopher many years before) inaccurate and inadequate. Besides all this, he had a backlog of many years’ academic work on hand which he Could no longer ignore. And he had decided to move house yet again. The house in Holywell Street, where the Tolkiens had lived since 1950, was a building of much character, but it was made almost unbearable by the stream of motor traffic that roared past it all day and much of the night.
‘This charming house,’ Tolkien wrote, ‘has become uninhabitable: unsleepable-in, unworkable-in, rocked, racked with noise, and drenched with fumes. Such is modern life. Mordor in our midst.’ He and Edith were now on their own, Priscilla having left Oxford to work in Bristol; and Edith had become very lame from rheumatism and arthritis, so that she found the many stairs in the house troublesome. By the spring of 1953
Tolkien had found and bought a house in Headington, a quiet Oxford suburb to the east of the city. He and Edith moved there in March.
Despite the dislocation caused by the move, Tolkien managed to complete his final revision for what was to be the first volume of The Lord of the Rings by mid-April, and he sent it to Alien & Unwin for typesetting to begin. Soon afterwards he delivered the text-6f the second volume. He had already discussed with Rayner Unwin the question of independent titles for the three volumes, which Unwin considered preferable to an overall title with volume numbers. Although the book was one continuous story and not a trilogy - a point that Tolkien was always concerned to emphasise - it was felt that it would be best if it appeared volume by volume under different titles, thus earning three sets of reviews rather than one, and perhaps disguising the sheer size of the book. Tolkien was never entirely happy about the division, and he insisted on retaining The Lord of the Rings as the overall title. But after a good deal of discussion he and Rayner eventually agreed upon The Fellowship of the Ring, The Two Towers, and The Return of the King for the volume titles, though Tolkien really preferred ‘The War of the Ring’ for the third volume, as it gave away less of the story. The ‘production’ problems that Tolkien now encountered were similar to those he had met with in The Hobbit. He cared very much that his beloved book should be published as he had intended, but once again many of his designs were modified, frequently through considerations of cost. Among items that were declared to be too expensive were red ink for the ‘fire-letters’ which appear on the Ring, and the halftone colour process that would be necessary to reproduce the facsimile Tolkien had made of ‘The Book of Mazarbul’, a burnt and tattered volume that (in the story) is found in the Mines of Moria. He was much saddened by this, for he had spent many hours making this facsimile, copying out the pages in runes and elvish writing, and then deliberately damaging them, burning the edges and smearing the paper with substances that looked like dried blood. All this work was now wasted. He was also infuriated by his first sight of the proofs, for he found that the printers had changed several of his spellings, altering dwarves to dwarfs, elvish to elfish, further to farther, and (‘worst of all’ said Tolkien) elvin to elfin. The printers were reproved; they said in self-defence that they had merely followed the dictionary spellings. (Similar ‘corrections’ to Tolkien’s spellings were made in 1961 when Puffin Books issued The Hobbit as a paperback, and this time to Tolkien’s distress the mistake was not discovered until the book had reached the shops.) Another worry was the matter of the map, still not dealt with; or rather the maps, for an additional plan of the Shire was now thought to be necessary. ‘I am stumped,’ Tolkien wrote in October 1953. ‘Indeed in a panic. They are essential; and urgent; but I just cannot get them done.’ In the end he handed over the job to his original map-maker, Christopher, who somehow managed to interpret his father’s overlaid, altered, and often contradictory rough sketches, and to produce from them a readable and neatly lettered general map and smaller plan of the Shire. The first volume of The Lord of the Rings was to be published in the summer of 1954, and the remaining two volumes were to follow one by one after short intervals. There was only a modest print order: three and a half thousand copies of the first volume and slightly fewer of the other two, for the publishers considered that this should be enough to cater for the moderate interest the book was expected to attract. As to publicity, Rayner Unwin had panicked at the thought of writing a ‘blurb’ for the dust-jacket of the book, for it defied conventional description. So he and his father solicited the help of three authors who were likely to have something worth saying about it: Naomi Mitchison, who was a devotee of The Hobbit, Richard Hughes, who had long ago praised the first book, and C. S. Lewis. All three responded with fluent words of commendation, Mrs Mitchison comparing The Lord of the Rings with science-fiction and Malory, and Lewis drawing a parallel with Ariosto. (‘I don’t know Ariosto,’ Tolkien once said, ‘and I’d loathe him if I did.’) Publication day for the first volume approached. It was more than sixteen years since Tolkien had begun to write the book. ‘I am dreading the publication,’ he told his friend Father Robert Murray, ‘for it will be impossible not to mind what is said. I have exposed my heart to be shot at’
This book is like lightning from a clear sky. To say that in it heroic romance, gorgeous, eloquent, and unashamed, has suddenly returned at a period almost pathological in its anti-romanticism, is inadequate. To us, who live in that odd period, the return - and the sheer relief of it - is doubtless the important thing. But in the history of Romance itself - a history which stretches back to the Odyssey and beyond -it makes not a return but an advance or revolution: the conquest of new territory.’ This review of The Fellowship of the Ring (the first volume of The Lord of the Rings) appeared in Time & Tide on 14 August 1954, a few days after the book had been published. Its author was C. S. Lewis.
Perhaps it was a little excessive for Lewis to contribute to the publisher’s ‘blurb’ and also to review the book, but he wanted to do everything in his power to help Tolkien; though before sending his contribution for the
‘blurb’ to Rayner Unwin he had warned Tolkien: ‘Even if he and you approve my words, think twice before using them: I am certainly a much, and perhaps an increasingly, hated man whose name might do you more harm than good.’ Prophetic words, for more than one critic reviewing the book in August 1954 displayed an extraordinary personal animosity to Lewis, and used (or wasted) a good deal of space in mocking Lewis’s comparison of Tolkien to Ariosto. Edwin Muir wrote in the Observer: ‘Nothing but a great masterpiece could survive the bombardment of praise directed at it from the blurb,’ and although Muir admitted enjoying the book he declared that he was disappointed with the ‘lack of the human discrimination and depth which the subject demanded. Mr Tolkien,’ continued Muir, ‘describes a tremendous conflict between good and evil, on which hangs the future of life on earth. But his good people are consistently good, his evil figures immutably evil; and he has no room in his world for a Satan both evil and tragic.’ (Mr Muir had evidently forgotten Gollum, evil, tragic, and very nearly redeemed.) Several critics carped at Tolkien’s prose style, among them Peter Green in the Daily Telegraph who wrote that it Veers from pre-Raphaelite to Boy’s Own Paper’, while J. W. Lambert in the Sunday Times declared that the story has two odd characteristics : ‘no religious spirit of any kind, and to all intents and purposes no women’ (neither statement was entirely fair, but both were reflected in later writings by other critics). Yet for all these harsh judgements there were many who were enthusiastic, and even among the mockers there were some who were drawn to commendation. Green in the Telegraph had to admit that the book ‘has an undeniable fascination’, while Lambert in the Sunday Times wrote: ‘Whimsical drivel with a message? No; it sweeps along with a narrative and pictorial force which lifts it above that level.’
Perhaps the wisest remark came from the Oxford Times reviewer who declared: ‘The severely practical will have no time for it. Those who have imagination to kindle will find themselves completely carried along, becoming part of the eventful quest and regretting that there are only two more books to come.’
The reviews were good enough to promote sales, and it soon became clear that the three and a half thousand copies that had been printed of the first volume would be insufficient to meet the demand. Six weeks after publication, a reprint was ordered. Tolkien himself wrote: ‘As for the reviews, they were a good deal better than I feared.’ In July he had visited Dublin to receive an honorary Doctorate of Letters from the National University of Ireland. He went overseas again in October to be given another honorary degree, at Liege, and these and other calls on his time delayed his work on the appendices for The Lord of the Rings. The printers had already set up the type for the text of the third volume, from which Tolkien had now decided to omit the somewhat sentimental epilogue that dealt with Sam and his family. But the third volume could not be printed until the appendices arrived, as well as the enlarged map of Gondor and Mordor that Tolkien now felt to be required, and the index of names that he had promised in the preface to the first volume. The second volume, The Two Towers, was published in mid-November. Reviews were similar in tone to those of the first volume. The third volume was now eagerly awaited by the supporting faction, for the story had broken off with Frodo imprisoned in the Tower of Cirith Ungol, and as the reviewer in the Illustrated London News declared, The suspense is cruel.’ Meanwhile the deadline that Alien & Unwin had set for the delivery of the appendices passed without any manuscript arriving at their office. ‘I am dreadfully sorry,’ Tolkien wrote. ‘I have been trying hard.’ And he did manage to send some of the material to the publishers shortly afterwards; some, but not all.
In America, Houghton Mifflin had published The Fellowship of the Ring in October; The Two Towers followed shortly after. American reviews of the first two volumes were on the whole cautious. But enthusiastic articles by W. H. Auden in the New York Times -‘No fiction I have read in the last five years has given me more joy,’
wrote Auden - helped to boost sales, and during the following year a large number of copies were bought by American readers.
By January 1955, two months after the publication of the second volume, Tolkien had still not completed the appendices that were required so urgently. He had abandoned any hope of making an index of names, having found that the job would take too long. Freed of this burden, he completed more material during January and February, but he found the task maddeningly difficult. He had at one time planned to fill an entire ‘specialist volume’ with details of the history and linguistics of his mythological peoples, and he had amassed a great deal of notes on these topics. But now he had to compress everything, for the publishers could only give him a short space at the end of the book. However, he pressed on, spurred by the letters he was already receiving from readers who took the book almost as history, and demanded more information on many topics. This attitude to his story flattered him, for it was the type of response that he had hoped to arouse, yet he remarked: ‘I am not at all sure that the tendency to treat this whole thing as a kind of vast game is really good - certainly not for me, who find that kind of thing only too fatally attractive.’ Nevertheless it was encouraging to know that the material he was so laboriously preparing on the Shire Calendars, the Rulers of Gondor, and the Tengwar of Feanor would be read voraciously by a large number of people. The appendices were still unfinished by March, and strongly-worded letters began to arrive at the offices of Alien & Unwin, complaining about the non-appearance of the third volume. It was clear to the publishers that the book was arousing more than the usual interest for fiction. Rayner Unwin pleaded with Tolkien to get the work done, but it was not until 20 May that the final copy for the appendices reached the printers. The last map, prepared by Christopher who had worked for twenty-four hours non-stop to finish it, had been sent some weeks before; so now there should be no more delays. I hit there were. First the chart of runes was printed wrongly, and Tolkien had to make corrections. Then other queries were raised by the printers and forwarded to Tolkien to be answered; but by this time he had gone on holiday to Italy. He made the journey by boat and train with Priscilla, while Edith went on a Mediterranean cruise with three friends. He kept a diary, it ml recorded his feeling of having ‘come to the heart of Christendom: mi exile from the borders and far provinces returning home, or at least to the home of his fathers’. In Venice among the canals he found himself ‘almost free of the cursed disease of the internal combustion engine of which all the world is dying’; and he wrote afterwards: ‘Venice seemed incredibly, elvishly lovely - to me like a tin-am of Old Gondor, or Pelargir of the Numenorean Ships, before (In-return of the Shadow.’ He and Priscilla travelled on to Assisi, where the queries from the printers reached him, but he could not deal with them until he was reunited with his notes on his return to Oxford. So it was not until 20 October, almost a year after the publication of The Two Towers, that The Return of the King it-ached the bookshops. A note on the last page apologised for the absence of the promised index.
Now that all three volumes had appeared, the critics were able to make a full assessment of The Lord of the Rings. C. S. Lewis paid another tribute in Time & Tide: ‘The book is too original and too opulent for any final judgement on a first reading. But we know at once that it has done things to us. We are not quite the same men.’ A new voice was added to the chorus of praise when Bernard Levin wrote in Truth that he believed it to be ‘one of the most remarkable works of literature in our, or any, time. It is comforting, in this troubled day, to be once more assured that the meek shall inherit the earth’. But there were further criticisms of the style. John Metcalf wrote in the Sunday Times: ‘Far too often Mr Tolkien strides away Into a kind of Brewers’
Biblical, enwreathed with inversions, encrusted with archaisms’; and Edwin Muir returned to the attack in a review in the Observer headed ‘A Boy’s World’. “The astonishing thing,’ he wrote, ‘is that all the characters are boys masquerading as adult heroes. The hobbits, or halflings, are ordinary boys; the fully human heroes have reached the fifth form; but hardly one of them knows anything about women, except by hearsay. Even the elves and the dwarfs and the ents are boys, irretrievably, and will never come to puberty.”
‘Blast Edwin Muir and his delayed adolescence,’ snorted Tolkien. ‘He is old enough to know better. If he had an M.A. I should nominate him for the professorship of poetry - sweet revenge.’
By now, opinions were firmly polarised. The book had acquired its champions and its enemies, and as W. A. Auden wrote: ‘Nobody seems to have a moderate opinion; either, like myself, people find it a masterpiece of its genre, or they cannot abide it.’ And this was how it was to remain for the rest of Tolkien’s life: extreme praise from one faction, total contempt from the other. On the whole Tolkien himself did not mind this very much; indeed it amused him. He wrote of it:
The Lord of the Rings is one of those things: if you like you do: if you don’t, then you boo!
Oxford University did not exactly boo. It was too polite to do that. But, as Tolkien himself reported, his colleagues said to him: ‘Now we know what you have been doing all these years! Why the edition of this, and the commentary on that, and the grammars and glossaries, have all remained “promised” but unfinished. You have had your fun and you must now do some work.” The first fruit of this demand was a lecture, already overdue by many months, in a series on the Celtic element in the English language. Tolkien delivered it under the title ‘English and Welsh’ on 21 October 1955, the day after the publication of The Return of the King. It was a long and rather diffuse examination of the relationship between the two languages, but it was intended (as Tolkien explained) as little more than a curtain-raiser for the series. Certainly it contains much of value in the way of autobiographical comment by Tolkien on the history of his own interest in languages. At the beginning of the lecture Tolkien apologised for its tardiness, adding in mitigation that among the many tasks which had hindered him was ‘the long-delayed appearance of a large “work”, if it can be called that, which contains, in the way of presentation that I find most natural, much of what I personally have received from the study of things Celtic’.
By now it had become clear that The Lord of the Rings was not going to lose a thousand pounds for Alien & Unwin. Sales of the book increased steadily, if not yet remarkably. They were boosted by a radio dramatisation of the book, which inevitably did not meet with Tolkien’s approval, for if he had reservations about drama in general he was even more strongly opposed to the ‘adaptation’ of stories, believing that this process invariably reduced them to their merely human and thus most trivial level. However the radio broadcasts contributed to the book’s popularity, and early in 1956 Tolkien received his first payment from Alien & Unwin under the ‘half profits’ agreement, a cheque for more than three and a half thousand pounds. This was considerably more than his annual salary from the university, and though he was of course delighted he also realised that income tax was going to be a very serious problem. Sales rose even more during 1956, and the cheque that he received a year later was substantially larger. In consequence of this unexpected income he wished that he had opted for retirement from his professorship at sixty-five instead of agreeing (as he had) to continue until sixty-seven, the usual Oxford retiring age. Worries about tax, which soon proved to be justified, also meant that when in 1957 Marquette University, a Catholic institution in the Middle West of America, offered to buy the manuscripts of his principal published stories, he accepted with alacrity. The sum of £1,250 (which was then the equivalent of five thousand dollars) was paid, and in the spring of 1958 the originals of The Hobbit, The Lord of the Rings, and Farmer Giles of Ham, together with the still unpublished Mr Bliss, made then* way across the Atlantic.
Besides money, The Lord of the Rings was bringing Tolkien a large number of fan-letters. Those who wrote included a real Sam Gamgee, who had not read The Lord of the Rings but had heard that his name appeared in the story. Tolkien was delighted, explained how he had come by the name, and sent Mr Gamgee a signed copy of all three volumes. Later he said: Tor some time I lived in fear of receiving a letter signed “S. Gollum”. That would have been more difficult to deal with.’
Alien & Unwin had begun to negotiate for translations of The Lord of the Rings into foreign languages. The first result of this was the Dutch edition, published in 1956, after Tolkien had made stringent criticisms of the translator’s first attempts to render the complex series of names in the story into his own language. In the end Tolkien was satisfied with the Dutch version, but he was much less pleased with a Swedish translation of the book that appeared three years later. Not only did he disapprove of much of the actual translation (he had a working knowledge of Swedish) but he was also angered by a foreword to the book inserted by the translator. Tolkien called this foreword ‘five pages of impertinent nonsense’. In it, the translator interpreted The Lord of the Rings as an allegory of contemporary world politics, referred to Tolkien telling the story to ‘a host of grandchildren’, and described the scenery of the very ordinary Oxford suburb of Headington where Tolkien was now living (which stands on a slight eminence known as Headington Hill) as ‘the leafy orchard-landscape
. . . with the Barrowdowns or Headington Hills in the rear’. After Tolkien had registered a strong protest, this foreword was withdrawn by the Swedish publishers from further editions of the book. In the following years The Lord of the Rings was translated into all the major European languages, and many others, with the consequence that Tolkien received a number of invitations to travel abroad and be feted. He accepted only one such invitation, to go to Holland in the spring of 1958, and this expedition proved a great success. He was assured of a warm welcome, for he had been friends for several years with Professor Piet Harting of Amsterdam University, who met him on his arrival and entertained him regally. The main event was a ‘Hobbit Dinner’ organised by a Rotterdam bookseller, at which Tolkien made a lively speech in English interspersed with Dutch and Elvish. It was in part a parody of Bilbo’s party speech at the beginning of The Lord of the Rings, and it concluded with Tolkien recalling ‘that it is now exactly twenty years since I began in earnest to complete the history of our revered hobbit-ancestors of the Third Age. I look East, West, North, South, and I do not see Sauron; but I see that Saruman has many descendants. We Hobbits have against them no magic weapons. Yet, my gentle hobbits, I give you this toast: To the Hobbits. May they outlast the Sarumans and see spring again in the trees.’
By this time it was clear that The Lord of the Rings was something of an international ‘hot property’. Stanley Unwin warned Tolkien that offers would soon be forthcoming for the film rights, and the two men agreed upon their policy: either a respectable ‘treatment’ of the book, or else a good deal of money. As Sir Stanley put it, the choice was between ‘cash or kudos’. The first overtures from the film world came at the end of 1957 when Tolkien was approached by three American businessmen who showed him drawings for a proposed animated motion-picture of The Lord of the Rings. These gentlemen (Mr Forrest J. Ackerman, Mr Morton Grady Zimmer-man, and Mr Al Brodax) also delivered to him a scenario or ‘Story Line’ for the proposed film. Reading this, Tolkien discovered that it did not exactly treat the book with respect. A number of names were consistently mis-spelt (Boromir was rendered ‘Borimor’), virtually all walking was dispensed with in the story and the Company of the Ring were transported everywhere on the backs of eagles, and the elvish waybread lembas was described as a ‘food concentrate’. There did not seem to be much prospect of kudos in this, and as there was not much cash either, negotiations were not continued. But it was an indication of things to come. In the meanwhile Tolkien’s income from his books remained high. ‘I am afraid,’ he said, ‘I cannot help feeling there is a lot to be said for “the grosser forms of literary success” as a sneering critic recently called it.’
Sales of The Hobbit and The Lord of the Rings continued to rise steadily, but there was no drastic change in the pattern until 1965. Early in that year it was learnt that an American publisher who appeared not to suffer from an excess of scruples was planning to issue an unauthorised paperback edition of The Lord of the Rings, almost certainly without paying royalties to Tolkien. Because of the confused state of American copyright at that time, the publisher doubtless thought that he could do this with impunity; and he also realised that such an edition would probably sell widely, especially among American students, who were already showing an interest in the book. The only way to save the situation was for Tolkien’s authorised American publishers, Houghton Mifflin, to issue their own paperback as quickly as possible, and this they planned to do, in collaboration with Ballantine Books. But in order to register this new edition as copyright, they would have to make a number of textual changes so that the book was technically ‘new’. Rayner Unwin came to Oxford to explain all this to Tolkien, and to ask him to make some hasty revisions of The Lord of the Rings, and of The Hobbit, so that the latter book could be protected as well. Tolkien agreed, and Unwin returned, satisfied, to London.
Normally the very mention of the word ‘revision’ set Tolkien to work. But on this occasion he did nothing about it for the time being. He was quite used to missing deadlines and failing to meet urgent demands for manuscripts, and now he continued to polish his new story Smith of Wootton Major (which he had just written), and to work also on his translation of Gawain, and on some notes on the Elvish poem ‘Namarie’
which the composer Donald Swann wanted to set to music as part of a Tolkien song-cycle. By the time he had finished all these tasks it was June, and what Tolkien and others regarded as an American ‘pirate’ edition of The Lord of the Rings had been issued.
The publishers were Ace Books, who (when challenged) alleged there was nothing illegal in their paperback, even though it was printed entirely without the permission of Tolkien or his authorised publishers, and even though no royalty payment had been offered to the author. Indeed the Ace edition had also been manufactured with some care, so that it was quite a bargain at seventy-five cents for each volume. There were a number of errors in the typesetting, but on the whole the printers had reproduced Tolkien’s text accurately; ludicrously so, since they had included both the promise in the foreword of the index of names and the note at the end apologising for its absence. Ace were already well known as publishers of science fiction, and clearly a lot of people were going to buy their edition until an authorised paperback could be issued. An urgent request was sent to Tolkien to complete the revisions (which it was assumed he had been working on assiduously for the last six months) as soon as possible.
So Tolkien began, though he turned not to The Lord of the Rings for which revision was urgent, but to The Hobbit for which it was not. He spent many hours searching for some revision notes that he had already made, but he could not find them. Instead he found a typescript of ‘The New Shadow’, a sequel to The Lord of the Rings which he had begun a long time ago but had abandoned after a few pages. It was about the return of evil to Middle-earth. He sat up till four a.m. reading it and thinking about it. When the next day he did get down to The Hobbit he found a good deal of it ‘very poor’ and had to restrain himself from rewriting the entire book. The business of making revisions took some time, and when he turned at last to The Lord of the Rings the summer was well advanced. He decided on a number of changes that would correct remaining inaccuracies, and checked through the index which had now been prepared for him, but it was not until August that he was able to send the revised text to America.
Meanwhile the authorised paperback publishers, Ballantine Books, had decided that they could not wait any longer. In order to get at least one Tolkien book into the shops they published The Hobbit in the original text without waiting for Tolkien’s revisions, which they planned to include in a later edition. They sent him a copy, and he was astonished by the picture on the cover. Ace Books for all their moral ‘piracy’ had employed a cover artist who knew something about the story, but Ballantine’s cover picture seemed to have no relevance whatever to The Hobbit, for it showed a hill, two emus, and a curious tree bearing bulbous fruit. Tolkien exploded: ‘What has it got to do with the story? Where is this place? Why emus? And what is the thing in the foreground with pink bulbs?’ When the reply came that the artist hadn’t time to read the book, and that the object with pink bulbs was ‘meant to suggest a Christmas tree’, Tolkien could only answer: ‘I begin to feel that I am shut up in a madhouse.’
Late in 1965 the ‘authorised’ paperback of The Lord of the Rings was published in America in three volumes, with Tolkien’s revisions incorporated, and with the emus and the Christmas tree on the cover of the first volume, though this picture was later removed and one of Tolkien’s own drawings was substituted; two more of his pictures were used for the second and third volumes. Each copy carried a message from Tolkien: ‘This paperback edition and no other has been published with my consent and co-operation. Those who approve of courtesy (at least) to living authors will purchase it and no other.’
But this did not immediately produce the desired result. The Ballantine edition (because it paid a royalty) cost twenty cents per volume more than the Ace edition, and the American student buyers did not at first show a preference for it. Clearly something more would have to be done. Curiously Tolkien himself played a prominent and efficient part in the campaign that now began; curiously, because he was no businessman, and ironically, because the unbusinesslike habits of his recent years were now turned to good advantage. He had been accustomed to ‘waste’ many hours that ought to have been spent on completing work for publication by writing innumerable replies to fan-letters, but this did mean that he had already built up an affectionate following of many dozens of enthusiastic correspondents, especially in America, and they were now only too glad to spring to his defence. On his own initiative he began to include a note in all his replies to American readers, informing them that the Ace edition was unauthorised, and asking them to tell their friends. This soon had a remarkable effect. American readers not only began to refuse to buy the Ace edition but demanded, often in forcible terms, that booksellers remove it from their shelves. A fan-club, ‘The Tolkien Society of America’, which had recently been formed, now joined in the battle. By the end of the year the sales of Ace copies began to fall sharply; and when the cause was taken up by the Science Fiction Writers of America, an influential body that now applied considerable pressure to Ace, the result was that Ace wrote to Tolkien offering to pay him a royalty for every copy they had sold, and stating that they would not reprint after their present stocks had been exhausted. So a treaty was signed, and ‘The War over Middle-earth’, as one journalist had dubbed it, came to an end.
But the most important consequence was yet to come. The dispute had attracted considerable publicity, and as a result Tolkien’s name and the titles of his books were now very widely known in America. Approximately one hundred thousand copies of the Ace edition of The Lord of the Rings had been sold during 1965, but this figure was soon passed by the ‘authorised’ paperback, which quickly reached the one million mark. Ace had unwittingly done a service to Tolkien, for they had helped to lift his book from the ‘respectable’ hard-cover status in which it had languished for some years and had put it at the top of the popular best-sellers. And by now a ‘campus cult’ had begun.
Clearly there was much in Tolkien’s writing that appealed to American students. Its implied emphasis on the protection of natural scenery against the ravages of an industrial society harmonised with the growing ecological movement, and it was easy to see The Lord of the Rings as a tract for the times. But its chief appeal lay, as Lewis had seen long ago, in its unabashed return to heroic romance. The harsher critics might call it escapism, while the harsher still might compare it to the sinister influence of the hallucinatory drugs that were then fashionable in some student circles, but, whatever the reason, to hundreds of thousands of young Americans the story of Frodo’s journey with the Ring now became The Book, surpassing all previous best-sellers. At the end of 1966 a newspaper reported: ‘At Yale the trilogy is selling faster than William Golding’s Lord of the Flies at its crest. At Harvard it is outpacing J. D. Salinger’s The Catcher in the Rye.’
Lapel badges began to appear bearing slogans such as ‘Frodo Lives’, ‘Gandalf for President’, and ‘Come to Middle-earth’. Branches of the Tolkien Society mushroomed along the West Coast and in New York State, and eventually grew into the ‘Mytho-poeic Society’, devoted also to studying the works of C. S. Lewis and Charles Williams. Members of fan-clubs held ‘hobbit picnics’ at which they ate mushrooms and drank cider, and dressed up as characters from the stories. Eventually, Tolkien’s writings began to achieve respectability in American academic circles, and were the subject of theses with such titles as ‘A Parametric Analysis of Antithetical Conflict and Irony in J. R. R. Tolkien’s The Lord of the Rings’. Volumes of Tolkien criticism began to appear in campus bookshops. A President’s daughter, an astronaut, and a film star wrote to express their enthusiasm for Tolkien’s writings. Among the graffiti that could be seen on American walls was: ‘J. R. R. Tolkien is Hobbit-forming.’
The wildfire of this American enthusiasm spread to other countries. At festivities in Saigon a Vietnamese dancer was seen bearing the lid-less eye of Sauron on his shield, and in North Borneo a ‘Frodo Society’ was formed. At about the same time, interest in Tolkien’s books showed a marked increase in Britain, partly because those who had first read them as children were now reaching adulthood and were communicating their enthusiasm to their friends, and partly as a reflection of the cult that had grown up in America. British sales of the books rose sharply, a Tolkien Society began to meet in London and elsewhere in the country, students at Warwick University renamed the Ring Road around their campus ‘Tolkien Road’, and a
‘psychedelic magazine’ entitled Gandalf’s Garden was issued with the avowed objective ‘to bring beautiful people together’. Its first issue explained that Gandalf ‘is fast becoming absorbed in the youthful world spirit as the mythological hero of the age’.
As for Tolkien himself, writing to his colleague Norman Davis he referred to the widespread enthusiasm for his books as ‘my deplorable cultus’; and to a reporter who asked him if he was pleased by the enthusiasm of the young Americans he replied: ‘Art moves them and they don’t know what they’ve been moved by and they get quite drunk on it. Many young Americans are involved in the stories in a way that I’m not.’
Sales of the books continued to increase, and though it is impossible to give an accurate figure it would appear that by the end of 1968 approximately three million copies of The Lord of the Rings had been sold around the world. Numerous translations appeared in a variety of languages. Press reporters began to seek Tolkien out in increasing numbers, and although in principle he disliked giving interviews, his natural courtesy made it difficult for him to turn them away; eventually he selected several for whom he had a particular liking and insisted on communicating with them alone. Visitors of all kinds arrived on business connected with his books, and again, though he wished to remain undisturbed, he usually agreed to see them. In general he tended to like people when he first met them, and then to find them irritating within a short time; eventually, perhaps with this in mind, he installed an alarm-clock which he set to ring a few minutes after the visitor had arrived, whereupon he would imply that he had some other matter to attend to and would show the caller out.
Americans who were enthusiastic about his books began to make pilgrimages to see him. Dick Plotz, founder member of the Tolkien Society of America, called to interview him for a fan-magazine. Professor Clyde S. Kilby from Illinois arrived showing much interest in The Silmarillion, for which the Tolkien enthusiasts were now waiting impatiently; Tolkien showed Kilby some of the Silmarillion manuscripts, and was glad of his appreciative remarks. Another academic from the Middle West, William Ready, visited Tolkien and later published a book about him which Tolkien found ‘insulting and offensive’; and from then onwards he was more careful about visitors. Early in 1968 the BBC made a film about him, which they called Tolkien hi Oxford’; he performed unselfconsciously to the camera, and enjoyed himself in a mild way. Yet on the whole this kind of thing did not please him. He wrote to a reader: ‘Being a cult figure in one’s own lifetime I am afraid is not at all pleasant. However I do Dot find that it tends to puff one up; in my case at any rate it makes me feel extremely small and inadequate. But even the nose of a very modest idol cannot remain entirely untickled by the sweet smell of incense.’